CPD培訓

十二月
2019-12-10
The international / regional AML organizations The Global standard : FATF 40 recommendations on AML/CFT FATF to monitor the global standard
2019-12-10
2019-12-10
Sanction requirements : legislation, guideline, and US executive orders Name screening for KYC and transaction screening (real time and post transaction) Transa...
2019-12-10
十一月
Overview on Corporate Governance (“CG”) Highlights on CG of Hong Kong Listed Companies Board Diversity Critical Issues about CG
2019-11-28
Overview of Risk Management & Internal Control of Chinese enterprises Risk Management and Internal Control Framework & Application Snapshot of updates in Corpor...
2019-11-27
2019-11-27
What is money laundering? Legislation concerned with Money Laundering Recognition and reporting Recognition and reporting of suspicious transactions Introducti...
2019-11-27
證券業監管制度(新)
編號: CPD-00048
2019-11-27
證券業監管制度概論 市場監管機構 市場失當行為 (MM) 偵察及調查市場失當行為 反清洗黑錢及反恐融資活動 國際相互合作 證監會與警方的溝通渠道
2019-11-27