課程/研討會/活動

十二月
Statistics showed that only 5% of the business can be sustainable for 10 years, 0.39% for 20 years and 0.025% for 30 years. Therefore, it would be one of the big...
2019-12-16
The number of cases regarding security breaches that involved the management level shows an increasing trend in the recent months. Enhancing security of the manag...
2019-12-11
The Global AML/CFT standard(NEW)
課程編號: CPD-00050
2019-12-10
The international / regional AML organizations The Global standard : FATF 40 recommendations on AML/CFT FATF to monitor the global standard
2019-12-10
2019-12-10
Sanction requirements : legislation, guideline, and US executive orders Name screening for KYC and transaction screening (real time and post transaction) Transa...
2019-12-10
十一月
Overview on Corporate Governance (“CG”) Highlights on CG of Hong Kong Listed Companies Board Diversity Critical Issues about CG
2019-11-28
證券業監管制度(新)
課程編號: CPD-00048
2019-11-27
證券業監管制度概論 市場監管機構 市場失當行為 (MM) 偵察及調查市場失當行為 反清洗黑錢及反恐融資活動 國際相互合作 證監會與警方的溝通渠道
2019-11-27
日期待定
2019年上市規則更新回顧
課程編號: SEM-00056